Guiding Elite Advisors to Independence
For top advisors weighing independence, succession, or transition, we provide clarity, confidence, and the right connections to make the move successfully.Â
FREE GUIDE
Due Diligence Question Bank
100 must-ask questions across platform, tech, lending, compliance, and economics.Â
FREE GUIDE
Navigating the Modern RIA M&A Landscape
What you own, portability realities, RTP vs open-market math, and clean-move checklist.
Complimentary Assessment
Independence Fit Assessment
W-2 vs IBD vs Hybrid vs RIA. 9 questions. Instant recommendation.Â
Free Guide
Comparison of Advisor Models
Compare RIA, IBD, and Wirehouse models for independence and client alignment.
Leadership Capabilities
Winthrop & Co. provides solutions to guide advisors through critical transitions.
For Financial Advisors
We help top producers navigate the transition process to find the best fit for next steps in their careers.
RIA Search & Launch
While you focus on clients, we leverage our relationships and handle the due diligence to drive your growth.
Succession & M&A
Expert guidance for business succession and mergers & acquisitions, helping you navigate complex transitions.
Rapid Response
We guide financial advisors through career transitions – helping them regain control, evaluate options, and move forward with clarity and confidence.
Frequently Asked Questions
We provide expert, personalized financial guidance to help you grow and protect your wealth with confidence.
Your move. Our expertise.
What does this cost me as an advisor?
There is no cost to you. Our contracts sit with firms and solution providers. Our role is to be your unbiased counterpart.
How confidential is this?
Very. We control outreach, use clean diligence protocols, and time everything around your portability plan.
How long does a transition take?
Most processes run 60 to 120 days from first diligence call to day one. We move at your pace.
Will my clients follow?
We design a compliant plan and client communications that make the move simple to understand. Advisors typically see strong portability when the new platform solves real client needs.
Do you only place advisors at one or two firms?
No. We maintain access across wirehouse, boutique, hybrid-RIA, and RIA options so we can compare on facts, not headlines.
Download the "2025 State of Advisor Movement" — Strategies, Benchmarks, & Confidential Insights.
BONUS: Get exclusive invites to transition webinars and resources.