Unmatched guidance within the financial services industry combined with unique client relationships. Consulting financial advisors is the foundation of our company at Winthrop & Co.

Financial advisors, independent business owners and financial services firms all utilize Winthrop & Co.’s expertise for guidance. Our experience allows us to give advisors and firms unbiased insight in how to leverage, manage and utilize your business whether you’re onboarding new advisors or interested in learning about transition deals for you book of business. We specialize in advisors who are looking to plug into existing firms, FINRA and U5 terminations and successor screening. True experts within the Financial Services industry. 

Are you fed up with inadequate service and support from your current broker-dealer? Do you feel pressured into their interests instead of your clients? Even if you decide not to change firms, every advisor we work with benefits from increased client exposure and information that improves your practice.

If you’re looking for advisory or consulting when exploring merger and acquisition opportunities, succession planning, recruiting and other growth strategies, look no further. While you’re busy facilitating clients, we’re busy leveraging our relationships and doing due diligence for you.

As a third-party recruiting company, we are not bound to confinement. We’ve seen deals across every channel within the financial services industry, large and small. We’ve assisted the rapid growth and movement for firms alike and have watched the revolution of the future of finance in the technological age. 

Plug & Play Options

Utilize our client relationships to “plug into” an existing firms resources and capabilities. Learn more…

Recently Terminated Advisors

Unfortunate situations happen whether they’re in your control or not. The key to a recent or pending termination is to move fast. Learn more…

Relocating & Transitioning

Are you relocating do a different part of the country or considering a transition. Learn more…