Top RIAs in Oklahoma
Every SEC-registered RIA with a main office in Oklahoma, by regulatory AUM, from Form ADV
84 RIAs registered with the SEC are headquartered in Oklahoma, the 31st most of any state, managing $89.6B in regulatory assets as of Sep 1, 2026. The largest by regulatory AUM is Exchange Traded Concepts, LLC in Oklahoma City at $23.0B. 16 firms report $1 billion or more.
84
SEC-registered RIAs
$89.6B
Regulatory AUM
16
Firms at $1B and above
$295.4M
Median firm AUM
Data as of Sep 1, 2026, file ia09012026-registered.zip. Retrieved Sep 10, 2026.
01 · The firms
Every SEC-registered RIA in Oklahoma, by regulatory AUM
The default sort is regulatory assets under management as each firm filed it, which puts asset managers and wealth managers on one list. The toggle for firms where individuals and high-net-worth individuals hold the majority of assets is what separates them, using the firm's own Form ADV Item 5.D figures.
All 84 firms, by regulatory AUM as filed.
| # | Firm | City | Regulatory AUM | Advisory staff | Accounts | Individual + HNW clients | Retail share | Filed |
|---|---|---|---|---|---|---|---|---|
| 1 | Exchange Traded Concepts, LLCCRD 151197 | Oklahoma City | $23.0B | 13 | 130 | n.d. | 0% | Feb 2026 |
| 2 | Cavanal Hill Investment Management, Inc.CRD 110774 | Tulsa | $15.2B | 40 | 2,175 | 0 | 0% | Mar 2026 |
| 3 | CE Investment Management, LLCCRD 299786 | Oklahoma City | $5.9B | 17 | 6 | n.d. | 0% | Mar 2026 |
| 4 | Caption Management, LLCCRD 173841 | Oklahoma City | $3.4B | 12 | 5 | n.d. | 0% | Mar 2026 |
| 5 | Knightsbridge Advisers LLCCRD 111043 | Bartlesville | $3.3B | 8 | 25 | 0 | 0% | Aug 2026 |
| 6 | Argonaut Private Capital, LPCRD 283878 | Tulsa | $3.0B | 19 | 8 | n.d. | 0% | Aug 2026 |
| 7 | Warwick Investment Group, LLCCRD 226670 | Oklahoma City | $2.1B | 13 | 5 | n.d. | 0% | Aug 2026 |
| 8 | TOM Johnson Investment Management, LLCCRD 104511 | Oklahoma City | $1.6B | 6 | 5,631 | 5,437 | 90% | Apr 2026 |
| 9 | Trinity Strategic WealthCRD 337956 | Tulsa | $1.5B | 16 | 5,431 | 1,735 | 95% | Jul 2026 |
| 10 | Retirement Investment Advisors IncCRD 106316 | Oklahoma City | $1.5B | 8 | 3,444 | 1,399 | 97% | Mar 2026 |
| 11 | Forge FinancialCRD 306480 | Edmond | $1.5B | 15 | 7,427 | 4,674 | 100% | Mar 2026 |
| 12 | Gibraltar Capital Management, Inc.CRD 122328 | Tulsa | $1.3B | 18 | 2,041 | 505 | 83% | Jun 2026 |
| 13 | Prescott Group Capital Management L.L.C.CRD 115220 | Tulsa | $1.3B | 2 | 5 | n.d. | 0% | Mar 2026 |
| 14 | Allegiant Wealth Advisors, LLCCRD 330239 | Tulsa | $1.2B | 2 | 104 | 34 | 82% | Mar 2026 |
| 15 | Fourpath Capital Management, LLCCRD 313573 | Oklahoma City | $1.1B | 6 | 2,334 | 769 | 82% | Feb 2026 |
| 16 | BOK Financial AdvisorsCRD 17530 | Tulsa | $1.1B | 142 | 3,330 | 3,263 | 95% | Mar 2026 |
| 17 | The Advisory Resource Group, LLCCRD 290110 | Tulsa | $926.6M | 6 | 2,410 | 709 | 100% | Mar 2026 |
| 18 | Acorn Capital ManagementCRD 164499 | Oklahoma City | $893.2M | 13 | 10 | n.d. | 0% | May 2026 |
| 19 | Warburton Capital Management, LLCCRD 141969 | Tulsa | $786.6M | 6 | 1,265 | 416 | 85% | Feb 2026 |
| 20 | Cadent Capital Advisors, LLCCRD 169704 | Tulsa | $785.8M | 11 | 1,584 | 602 | 97% | May 2026 |
| 21 | Castlepoint Wealth AdvisorsCRD 205512 | Oklahoma City | $751.4M | 8 | 1,139 | 277 | 94% | Aug 2026 |
| 22 | Plan Group Financial, Inc.CRD 116508 | Oklahoma City | $690.3M | 17 | 3,102 | 1,221 | 100% | Apr 2026 |
| 23 | Bridgecreek Financial GroupCRD 340683 | Tulsa | $649.9M | 2 | 103 | 42 | 91% | Aug 2026 |
| 24 | Vista Investment Partners LLCCRD 286014 | Oklahoma City | $610.6M | 6 | 1,610 | 452 | 91% | May 2026 |
| 25 | Hogantaylor WealthCRD 129696 | Tulsa | $592.8M | 6 | 1,294 | 379 | 98% | Apr 2026 |
| 26 | The Legacy Financial Group, Inc.CRD 135059 | Tulsa | $590.7M | 5 | 1,510 | 317 | 100% | Mar 2026 |
| 27 | Investrust Consulting, LLCCRD 108037 | Oklahoma City | $588.2M | 8 | 10 | n.d. | 68% | Mar 2026 |
| 28 | Everpar Advisors LLCCRD 326468 | Tulsa | $587.8M | 9 | 937 | 250 | 95% | Feb 2026 |
| 29 | Scissortail Wealth Management, LLCCRD 297761 | Tulsa | $568.2M | 8 | 2,566 | 475 | 97% | Apr 2026 |
| 30 | Melia Wealth LLCCRD 145402 | Tulsa | $560.1M | 4 | 2,478 | 1,163 | 100% | Jun 2026 |
| 31 | Relation Wealth Management, Inc.CRD 329961 | Tulsa | $541.2M | 7 | 350 | 96 | 31% | Jul 2026 |
| 32 | Council Oak Wealth AdvisorsCRD 297180 | Tulsa | $529.4M | 4 | 1,115 | 370 | 96% | Aug 2026 |
| 33 | Pinnacle Investment AdvisorsCRD 108086 | Tulsa | $508.3M | 6 | 496 | 458 | 67% | Mar 2026 |
| 34 | Mitchell & Pahl Private WealthCRD 307625 | Oklahoma City | $449.9M | 2 | 920 | 225 | 98% | Feb 2026 |
| 35 | Access Financial Resources Inc.CRD 109495 | Oklahoma City | $410.6M | 7 | 2,458 | 472 | 54% | Apr 2026 |
| 36 | Burkholder Wealth ManagementCRD 305300 | Tulsa | $379.9M | 6 | 920 | 266 | 99% | Mar 2026 |
| 37 | Olistico Wealth, LLCCRD 315028 | Tulsa | $371.5M | 4 | 405 | 386 | 70% | Mar 2026 |
| 38 | Gaddis Premier Wealth Advisors LLCCRD 317837 | Durant | $368.5M | 7 | 2,155 | 1,458 | 100% | Apr 2026 |
| 39 | Transcendent Capital GroupCRD 316872 | Edmond | $360.7M | 9 | 1,339 | 506 | 100% | Feb 2026 |
| 40 | Wealth OklahomaCRD 132962 | Tulsa | $356.3M | 6 | 356 | 166 | 75% | Apr 2026 |
| 41 | FMICRD 117600 | Ardmore | $318.3M | 4 | 1,400 | 690 | 74% | Apr 2026 |
| 42 | Bison Capital Group, LLCCRD 315170 | Edmond | $306.2M | 2 | 31 | 0 | 0% | May 2026 |
| 43 | Oath Planning, LLCCRD 299187 | Tulsa | $284.7M | 6 | 1,104 | 502 | 100% | Feb 2026 |
| 44 | Sutterfield Financial Group, Inc.CRD 115652 | Bartlesville | $274.4M | 13 | 2,392 | 989 | 63% | Mar 2026 |
| 45 | Triton Financial Group, IncCRD 309294 | Oklahoma City | $258.7M | 2 | 507 | 246 | 70% | Mar 2026 |
| 46 | Humphreys Capital, LLCCRD 309323 | Oklahoma City | $252.4M | 10 | 5 | n.d. | 0% | Apr 2026 |
| 47 | Windle WealthCRD 285653 | Oklahoma City | $251.0M | 2 | 1,022 | 388 | 86% | Mar 2026 |
| 48 | LIG Capital Management, LLCCRD 130489 | Oklahoma City | $250.4M | 4 | 820 | 406 | 84% | Jul 2026 |
| 49 | Bison Capital Advisors, LLCCRD 306471 | Oklahoma City | $250.0M | 3 | 522 | 145 | 96% | May 2025 |
| 50 | Corporate Consulting Group, Inc.CRD 123761 | Tulsa | $240.8M | 2 | 17 | n.d. | 43% | Mar 2026 |
02 · By city
Where in Oklahoma the firms sit
Main-office city as filed. Up to the twenty-five cities with the most firms.
- Tulsa38 · $35.9B
- Oklahoma City29 · $45.8B
- Edmond6 · $2.7B
- Bartlesville5 · $4.0B
- Bethany2 · $369.5M
- Ardmore1 · $318.3M
- Bixby1 · $171.3M
- Durant1 · $368.5M
- Mcalester1 · $119.0M
03 · Questions
Questions people ask about RIAs in Oklahoma
- How many RIAs are in Oklahoma?
- 84 RIAs registered with the SEC list a main office in Oklahoma in the SEC's Form ADV data as of Sep 1, 2026. That count excludes state-registered RIAs, which generally manage under $100 million and file with the state rather than the SEC, and firms whose address is suppressed on Form ADV.
- What is the largest RIA in Oklahoma?
- By regulatory assets under management as filed on Form ADV, the largest SEC-registered RIA headquartered in Oklahoma is Exchange Traded Concepts, LLC in Oklahoma City, at $23.0B. Regulatory AUM counts all assets a firm manages, so the largest filer in a state is often an asset manager rather than a wealth manager.
- How many Oklahoma RIAs manage more than $1 billion?
- 16 of the 84 SEC-registered RIAs headquartered in Oklahoma report regulatory assets under management of $1 billion or more. The median firm in the state reports $295.4M.
- Where does this data come from?
- From the SEC's monthly Form ADV data file for SEC-registered investment advisers (ia09012026-registered.zip, data as of Sep 1, 2026). Each figure is as the firm itself reported it on Form ADV Item 5; the SEC does not verify it. Every row links to the firm's record on the SEC's Investment Adviser Public Disclosure site.
Definitions and source
What each column means, in the SEC's words
- Regulatory assets under management Form ADV Item 5.F(2)(c)
- If yes, what is the amount of your regulatory assets under management and total number of accounts? Total, discretionary plus non-discretionary.
- Total accounts Form ADV Item 5.F(2)(f)
- Total number of accounts, discretionary plus non-discretionary.
- Employees Form ADV Item 5.A
- Approximately how many employees do you have? Include full- and part-time employees but do not include any clerical workers.
- Advisory employees Form ADV Item 5.B(1)
- Approximately how many of the employees reported in 5.A. perform investment advisory functions (including research)?
- Broker-dealer registered representatives Form ADV Item 5.B(2)
- Approximately how many of the employees reported in 5.A. are registered representatives of a broker-dealer?
- Individual and high-net-worth clients Form ADV Item 5.D(a), 5.D(b)
- Number of clients and amount of regulatory assets under management for individuals (other than high net worth individuals) and for high net worth individuals.
- Commissions Form ADV Item 5.E(5)
- You are compensated for your investment advisory services by (check all that apply): (5) Commissions.
- Private funds Form ADV Item 7.B
- Are you an adviser to any private fund?
Source: U.S. Securities and Exchange Commission, Form ADV data, Information About Registered Investment Advisers and Exempt Reporting Advisers, file ia09012026-registered.zip (data as of Sep 1, 2026), retrieved Sep 10, 2026. Figures are as self-reported by each firm on Form ADV Item 5; the SEC does not verify them. Neither the SEC nor the state securities authorities have approved the information filed on Form ADV, and we can not guarantee its accuracy.
Winthrop & Co. is compensated by firms when an advisor joins through us. The advisor never pays. Firms on this page are listed by arithmetic on the SEC's file, not by any relationship with us, and none is ranked, labelled or recommended.