Privacy Policy

Information you provide. When you contact us through forms on our Site, schedule a consultation, or otherwise communicate with us, we may collect your name, email address, phone number, current firm affiliation, assets under management, and other professional details you choose to share.

Information collected automatically. When you visit our Site, we automatically collect certain technical information, including your IP address, browser type, operating system, referring URLs, pages visited, time spent on pages, and unique visitor identifiers through cookies and similar tracking technologies.

Cookies and tracking. Our Site uses cookies, web beacons, and similar technologies to enhance your browsing experience, analyze site traffic, and understand visitor behavior. We use a customer relationship management (CRM) tracking system that captures visitor session data, form submissions, and click interactions to improve our services and follow up on inquiries.

We use the information we collect to respond to your inquiries and provide our consulting services; communicate with you about financial advisor transition opportunities; improve and optimize our Site and user experience; analyze usage trends and site performance; comply with legal obligations; and protect against fraud or unauthorized activity.

We do not sell your personal information. We may share your information with service providers who assist us in operating our Site and delivering our services (such as hosting providers, email platforms, and CRM systems); broker-dealers, RIAs, or other financial firms only with your explicit written consent as part of a transition engagement; and legal authorities when required by law or to protect our rights.

We understand the sensitive nature of financial advisor transitions. All inquiries and engagements are treated with strict confidentiality. We will never disclose your identity or inquiry to your current employer or any third party without your explicit written authorization.

We implement reasonable administrative, technical, and physical safeguards to protect your personal information against unauthorized access, alteration, disclosure, or destruction. However, no method of transmission over the Internet or electronic storage is completely secure, and we cannot guarantee absolute security.

Depending on your location, you may have the right to access, correct, or delete your personal information; opt out of certain data collection practices; request a copy of the data we hold about you; and withdraw consent for data processing. To exercise any of these rights, please contact us at the information provided below.

If you are a California resident, you have the right to know what personal information we collect, disclose, and sell (we do not sell personal information); request deletion of your personal information; and not be discriminated against for exercising your privacy rights. To submit a request, contact us using the information below.

Our Site may contain links to third-party websites. We are not responsible for the privacy practices of those sites. We encourage you to review the privacy policies of any third-party site you visit.

We may update this Privacy Policy from time to time. Any changes will be posted on this page with an updated “Last Updated” date. We encourage you to review this page periodically.

If you have questions about this Privacy Policy or wish to exercise your privacy rights, please contact us at: