Top RIAs in Nebraska
Every SEC-registered RIA with a main office in Nebraska, by regulatory AUM, from Form ADV
70 RIAs registered with the SEC are headquartered in Nebraska, the 35th most of any state, managing $250.1B in regulatory assets as of Sep 1, 2026. The largest by regulatory AUM is Orion Portfolio Solutions, LLC in Omaha at $64.8B. 22 firms report $1 billion or more.
70
SEC-registered RIAs
$250.1B
Regulatory AUM
22
Firms at $1B and above
$547.1M
Median firm AUM
Data as of Sep 1, 2026, file ia09012026-registered.zip. Retrieved Sep 10, 2026.
01 · The firms
Every SEC-registered RIA in Nebraska, by regulatory AUM
The default sort is regulatory assets under management as each firm filed it, which puts asset managers and wealth managers on one list. The toggle for firms where individuals and high-net-worth individuals hold the majority of assets is what separates them, using the firm's own Form ADV Item 5.D figures.
All 70 firms, by regulatory AUM as filed.
| # | Firm | City | Regulatory AUM | Advisory staff | Accounts | Individual + HNW clients | Retail share | Filed |
|---|---|---|---|---|---|---|---|---|
| 1 | Orion Portfolio Solutions, LLCCRD 107975 | Omaha | $64.8B | 47 | 276,041 | 185,377 | 60% | Jul 2026 |
| 2 | CWM, LLCCRD 155344 | Omaha | $50.6B | 472 | 154,206 | 52,263 | 91% | Aug 2026 |
| 3 | Ameritas Investment Partners, Inc.CRD 109381 | Lincoln | $29.0B | 33 | 2,515 | 2,472 | 3% | Mar 2026 |
| 4 | Ameritas Advisory Services, LLCCRD 317245 | Lincoln | $13.7B | 366 | 45,299 | 29,363 | 96% | Jul 2026 |
| 5 | Bridges Investment Management IncCRD 108028 | Omaha | $11.3B | 30 | 3,175 | 1,671 | 49% | Jun 2026 |
| 6 | Mutual Advisors, LLCCRD 167658 | Omaha | $8.5B | 158 | 26,800 | 9,290 | 94% | Jun 2026 |
| 7 | Weitz Investment Management, Inc.CRD 105088 | Omaha | $8.1B | 13 | 22 | n.d. | 1% | Mar 2026 |
| 8 | First National Advisers, LLCCRD 277146 | Omaha | $7.4B | 20 | 3,823 | 1,112 | 23% | Jun 2026 |
| 9 | Avior Wealth Management, LLCCRD 148674 | Omaha | $6.5B | 125 | 4,894 | 4,775 | 87% | Apr 2026 |
| 10 | M-One CapitalCRD 158782 | Omaha | $3.8B | 28 | 11 | n.d. | 0% | May 2026 |
| 11 | Wealth ManagementCRD 137080 | Norfolk | $3.7B | 49 | 4,751 | 4,731 | 46% | Aug 2026 |
| 12 | Whitetail Rock Capital Management, LLCCRD 156675 | Lincoln | $3.3B | 2 | 9 | 0 | 27% | Mar 2026 |
| 13 | Lutz FinancialCRD 117273 | Omaha | $3.2B | 15 | 2,689 | 845 | 73% | Jul 2026 |
| 14 | Pittenger & Anderson IncCRD 111033 | Lincoln | $3.0B | 14 | 2,261 | 894 | 54% | Jan 2026 |
| 15 | Private Wealth Asset ManagementCRD 315819 | Omaha | $2.5B | 22 | 2,268 | 559 | 100% | Apr 2026 |
| 16 | Prodigy Asset Management LLCCRD 106457 | Omaha | $2.4B | 5 | 282 | 70 | 16% | Jun 2026 |
| 17 | Wealthplan Investment Management LLCCRD 311364 | Omaha | $2.2B | 14 | 5,313 | 2,068 | 86% | Aug 2026 |
| 18 | Carson Group InvestingCRD 291744 | Omaha | $2.0B | 7 | 15,122 | 0 | 0% | May 2026 |
| 19 | Tributary Capital Management, LLCCRD 112528 | Omaha | $1.9B | 13 | 840 | 246 | 6% | Apr 2026 |
| 20 | Allen Capital Group, LLCCRD 135879 | Grand Island | $1.5B | 21 | 7,162 | 2,189 | 94% | Mar 2026 |
| 21 | Ironvine Capital Partners, LLCCRD 168892 | Omaha | $1.1B | 5 | 533 | 128 | 20% | May 2026 |
| 22 | Wealthplan PartnersCRD 305026 | Omaha | $1.1B | 26 | 3,681 | 1,677 | 96% | Jul 2026 |
| 23 | McMill CPA and AdvisorsCRD 129015 | Norfolk | $862.3M | 22 | 5,656 | 5,574 | 72% | Mar 2026 |
| 24 | Lincoln Capital, LLCCRD 168307 | Lincoln | $844.8M | 4 | 1,266 | 1,210 | 85% | Mar 2026 |
| 25 | Stevens Capital PartnersCRD 317517 | Omaha | $810.3M | 10 | 2,575 | 661 | 97% | Jul 2026 |
| 26 | Bellwether WealthCRD 300012 | Lincoln | $784.0M | 7 | 1,461 | 482 | 87% | Mar 2026 |
| 27 | Professional Financial Advisors, LLCCRD 173719 | North Platte | $769.8M | 7 | 3,345 | 3,314 | 65% | Jun 2026 |
| 28 | The Magnolia Group, LLCCRD 171102 | Omaha | $710.6M | 2 | 2 | 0 | 0% | Mar 2026 |
| 29 | Cambridge Advisors IncCRD 104851 | Omaha | $693.5M | 6 | 826 | 273 | 51% | Mar 2026 |
| 30 | Smart Wealth, LLCCRD 315496 | Omaha | $686.4M | 17 | 3,660 | 990 | 87% | Aug 2026 |
| 31 | America First Investment Advisors LLCCRD 106984 | Omaha | $665.1M | 7 | 622 | 261 | 99% | Aug 2026 |
| 32 | Sequent Planning, LLCCRD 160381 | Omaha | $589.5M | 76 | 6,015 | 6,015 | 100% | Aug 2026 |
| 33 | Prairie Wealth Advisors, Inc.CRD 165266 | Omaha | $558.0M | 10 | 389 | 370 | 91% | Jul 2026 |
| 34 | Westchester Capital Management IncCRD 110961 | Omaha | $556.3M | 3 | 657 | 445 | 90% | Sep 2025 |
| 35 | Oldfather Financial ServicesCRD 339739 | Kearney | $556.3M | 4 | 1,231 | 435 | 89% | May 2026 |
| 36 | Arkfeld Wealth Strategies, L.L.C.CRD 293175 | Omaha | $538.0M | 5 | 2,204 | 937 | 100% | Apr 2026 |
| 37 | Flagstone Financial Management, LLCCRD 285484 | Lincoln | $467.8M | 5 | 353 | 347 | 96% | Apr 2026 |
| 38 | First Nebraska Financial ServicesCRD 298667 | North Platte | $458.0M | 3 | 976 | 463 | 95% | Mar 2026 |
| 39 | Arnold Weitz & CoCRD 108026 | Elkhorn | $438.1M | 2 | 66 | 34 | 100% | Feb 2026 |
| 40 | Plan A Wealth, LLCCRD 287860 | Lincoln | $433.8M | 6 | 2,203 | 637 | 95% | Mar 2026 |
| 41 | Lawson Kroeker Investment Management IncCRD 105053 | Omaha | $428.6M | 4 | 254 | 134 | 76% | Mar 2026 |
| 42 | Iams Wealth Management, LLCCRD 286085 | Omaha | $397.2M | 53 | 2,400 | 1,612 | 99% | Apr 2026 |
| 43 | Morey & Quinn Wealth PartnersCRD 332074 | Omaha | $373.4M | 3 | 1,575 | 548 | 99% | Aug 2026 |
| 44 | Stonebridge Wealth Systems LLCCRD 327894 | Kearney | $369.1M | 10 | 2,820 | 931 | 100% | Mar 2026 |
| 45 | Pflug Koory, LLCCRD 109268 | Omaha | $347.0M | 2 | 124 | 122 | 89% | Feb 2026 |
| 46 | Wealth Advisors Network, Inc.CRD 113836 | Hastings | $300.3M | 8 | 740 | 472 | 87% | Apr 2026 |
| 47 | Cornerstone Financial Group,llcCRD 129246 | Omaha | $292.2M | 5 | 950 | 345 | 96% | Jun 2026 |
| 48 | Hiley Hunt Wealth Management, Inc.CRD 164942 | Omaha | $289.6M | 3 | 1,044 | 265 | 99% | Jun 2026 |
| 49 | HBE Wealth Management, LLCCRD 128315 | Lincoln | $277.4M | 5 | 667 | 258 | 97% | Feb 2026 |
| 50 | Interalpen Partners, LLCCRD 315587 | Omaha | $273.7M | 7 | 9 | 0 | 0% | Mar 2026 |
02 · By city
Where in Nebraska the firms sit
Main-office city as filed. Up to the twenty-five cities with the most firms.
- Omaha45 · $188.1B
- Lincoln13 · $52.6B
- Kearney2 · $925.4M
- Norfolk2 · $4.6B
- North Platte2 · $1.2B
- Beatrice1 · $158.0M
- Elkhorn1 · $438.1M
- Grand Island1 · $1.5B
- Hastings1 · $300.3M
- Lavista1 · $113.4M
- Louisville1 · $173.1M
03 · Questions
Questions people ask about RIAs in Nebraska
- How many RIAs are in Nebraska?
- 70 RIAs registered with the SEC list a main office in Nebraska in the SEC's Form ADV data as of Sep 1, 2026. That count excludes state-registered RIAs, which generally manage under $100 million and file with the state rather than the SEC, and firms whose address is suppressed on Form ADV.
- What is the largest RIA in Nebraska?
- By regulatory assets under management as filed on Form ADV, the largest SEC-registered RIA headquartered in Nebraska is Orion Portfolio Solutions, LLC in Omaha, at $64.8B. Regulatory AUM counts all assets a firm manages, so the largest filer in a state is often an asset manager rather than a wealth manager.
- How many Nebraska RIAs manage more than $1 billion?
- 22 of the 70 SEC-registered RIAs headquartered in Nebraska report regulatory assets under management of $1 billion or more. The median firm in the state reports $547.1M.
- Where does this data come from?
- From the SEC's monthly Form ADV data file for SEC-registered investment advisers (ia09012026-registered.zip, data as of Sep 1, 2026). Each figure is as the firm itself reported it on Form ADV Item 5; the SEC does not verify it. Every row links to the firm's record on the SEC's Investment Adviser Public Disclosure site.
Definitions and source
What each column means, in the SEC's words
- Regulatory assets under management Form ADV Item 5.F(2)(c)
- If yes, what is the amount of your regulatory assets under management and total number of accounts? Total, discretionary plus non-discretionary.
- Total accounts Form ADV Item 5.F(2)(f)
- Total number of accounts, discretionary plus non-discretionary.
- Employees Form ADV Item 5.A
- Approximately how many employees do you have? Include full- and part-time employees but do not include any clerical workers.
- Advisory employees Form ADV Item 5.B(1)
- Approximately how many of the employees reported in 5.A. perform investment advisory functions (including research)?
- Broker-dealer registered representatives Form ADV Item 5.B(2)
- Approximately how many of the employees reported in 5.A. are registered representatives of a broker-dealer?
- Individual and high-net-worth clients Form ADV Item 5.D(a), 5.D(b)
- Number of clients and amount of regulatory assets under management for individuals (other than high net worth individuals) and for high net worth individuals.
- Commissions Form ADV Item 5.E(5)
- You are compensated for your investment advisory services by (check all that apply): (5) Commissions.
- Private funds Form ADV Item 7.B
- Are you an adviser to any private fund?
Source: U.S. Securities and Exchange Commission, Form ADV data, Information About Registered Investment Advisers and Exempt Reporting Advisers, file ia09012026-registered.zip (data as of Sep 1, 2026), retrieved Sep 10, 2026. Figures are as self-reported by each firm on Form ADV Item 5; the SEC does not verify them. Neither the SEC nor the state securities authorities have approved the information filed on Form ADV, and we can not guarantee its accuracy.
Winthrop & Co. is compensated by firms when an advisor joins through us. The advisor never pays. Firms on this page are listed by arithmetic on the SEC's file, not by any relationship with us, and none is ranked, labelled or recommended.