Top RIAs in New Jersey
Every SEC-registered RIA with a main office in New Jersey, by regulatory AUM, from Form ADV
389 RIAs registered with the SEC are headquartered in New Jersey, the 10th most of any state, managing $6.07T in regulatory assets as of Sep 1, 2026. The largest by regulatory AUM is PGIM, Inc. in Newark at $1.13T. 105 firms report $1 billion or more.
389
SEC-registered RIAs
$6.07T
Regulatory AUM
105
Firms at $1B and above
$435.6M
Median firm AUM
Data as of Sep 1, 2026, file ia09012026-registered.zip. Retrieved Sep 10, 2026.
01 · The firms
Every SEC-registered RIA in New Jersey, by regulatory AUM
The default sort is regulatory assets under management as each firm filed it, which puts asset managers and wealth managers on one list. The toggle for firms where individuals and high-net-worth individuals hold the majority of assets is what separates them, using the firm's own Form ADV Item 5.D figures.
All 389 firms, by regulatory AUM as filed.
| # | Firm | City | Regulatory AUM | Advisory staff | Accounts | Individual + HNW clients | Retail share | Filed |
|---|---|---|---|---|---|---|---|---|
| 1 | PGIM, Inc.CRD 105676 | Newark | $1.13T | 1,350 | 938 | n.d. | 0% | Apr 2026 |
| 2 | Managed Account Advisors LLCCRD 142558 | Jersey City | $995.0B | 25 | 2,220,463 | 1,413,581 | 90% | Jul 2026 |
| 3 | UBS Financial Services Inc.CRD 8174 | Weehawken | $915.8B | 9,149 | 1,144,309 | 1,098,059 | 83% | Aug 2026 |
| 4 | BlackRock Investment Management, LLCCRD 108928 | Princeton | $676.7B | 444 | 53,959 | 9,023 | 9% | Jul 2026 |
| 5 | Metlife Investment Management, LLCCRD 142463 | Whippany | $563.8B | 695 | 805 | 0 | 0% | May 2026 |
| 6 | PGIM Investments LLCCRD 105670 | Newark | $344.8B | 97 | 197 | 0 | 0% | May 2026 |
| 7 | Lord, Abbett & Co. LLCCRD 110391 | Jersey City | $270.4B | 191 | 25,798 | 25,064 | 9% | Dec 2025 |
| 8 | Corebridge Institutional Investments (U.S.), LLCCRD 150088 | Jersey City | $121.1B | 248 | 616 | 0 | 0% | Aug 2026 |
| 9 | PGIM Quantitative SolutionsCRD 129752 | Newark | $110.9B | 61 | 234 | 0 | 0% | Jul 2026 |
| 10 | PathstoneCRD 151736 | Englewood | $110.3B | 365 | 27,165 | 1,979 | 83% | Mar 2026 |
| 11 | World Investment Advisors, LLCCRD 208512 | Lincroft | $71.6B | 471 | 35,849 | 18,769 | 15% | Mar 2026 |
| 12 | Concord Advisory Group LtdCRD 107291 | Princeton | $46.2B | 12 | 204 | 3 | 0% | Mar 2026 |
| 13 | Private Advisor Group, LLCCRD 155216 | Morristown | $44.3B | 670 | 142,226 | 139,740 | 96% | Aug 2026 |
| 14 | Franklin Mutual Advisers, LLCCRD 111376 | Short Hills | $42.6B | 37 | 68 | 17 | 7% | Dec 2025 |
| 15 | ECPCRD 155020 | Summit | $33.4B | 57 | 64 | n.d. | 0% | Apr 2026 |
| 16 | Harding Loevner LPCRD 104543 | Bridgewater | $32.1B | 36 | 3,876 | 3,580 | 10% | Mar 2026 |
| 17 | Onex Credit Partners, LLCCRD 138941 | Englewood Cliffs | $30.1B | 44 | 81 | n.d. | 0% | May 2026 |
| 18 | Jacobs Levy Equity ManagementCRD 107022 | Florham Park | $28.0B | 38 | 148 | 0 | 0% | Apr 2026 |
| 19 | PGIM Private Placement Investors, L.P.CRD 106442 | Newark | $24.4B | 290 | 40 | 0 | 0% | Mar 2026 |
| 20 | ADP Strategic Plan Services, LLCCRD 286555 | Roseland | $23.8B | 6 | 90,603 | n.d. | 0% | Jul 2026 |
| 21 | Prudential Select Strategies LLCCRD 286153 | Newark | $22.8B | 52 | 153 | 0 | 0% | Mar 2026 |
| 22 | Summit Financial, LLCCRD 299322 | Parsippany | $22.5B | 216 | 36,236 | 15,660 | 89% | Jul 2026 |
| 23 | Appaloosa LPCRD 281909 | Short Hills | $20.4B | 12 | 2 | n.d. | 0% | Mar 2026 |
| 24 | Modera Wealth Management, LLCCRD 155649 | Westwood | $17.7B | 106 | 21,420 | 5,918 | 92% | Aug 2026 |
| 25 | Onepoint BFG Wealth PartnersCRD 318366 | Parsippany | $15.1B | 104 | 28,204 | 8,458 | 95% | Aug 2026 |
| 26 | Circle Wealth Management, LLCCRD 142878 | Summit | $14.1B | 11 | 1,138 | 349 | 93% | Apr 2026 |
| 27 | Advisors Capital Management, LLCCRD 112266 | Ridgewood | $12.2B | 57 | 18,140 | 17,842 | 93% | Mar 2026 |
| 28 | Honeywell Capital Management LLCCRD 109537 | Morris Plains | $12.2B | 16 | 17 | n.d. | 0% | Mar 2025 |
| 29 | Glacier Peak Capital Management, LLCCRD 164409 | Chatham | $9.9B | 2 | 5 | 0 | 0% | Feb 2026 |
| 30 | Simon Quick Advisors, LLCCRD 132330 | Morristown | $9.0B | 77 | 3,057 | 994 | 85% | Jul 2026 |
| 31 | Skyview Investment Advisors, LLCCRD 286353 | Shrewsbury | $8.3B | 11 | 27 | n.d. | 29% | Mar 2026 |
| 32 | Chatham Asset Management, LLCCRD 157517 | Chatham | $8.3B | 24 | 18 | n.d. | 0% | Mar 2026 |
| 33 | PGIM Custom Harvest LLCCRD 290235 | Newark | $6.9B | 9 | 8,702 | 8,531 | 97% | Jul 2026 |
| 34 | PGIM DC SolutionsCRD 318800 | Newark | $6.9B | 5 | 40 | 0 | 0% | May 2026 |
| 35 | Prysm Capital, L.P.CRD 304961 | Princeton | $6.9B | 9 | 21 | n.d. | 0% | Mar 2026 |
| 36 | Nppg Plan Professionals, LLCCRD 324646 | Shrewsbury | $6.3B | 2 | 64 | n.d. | 0% | May 2026 |
| 37 | Reaves Asset ManagementCRD 3140 | Jersey City | $5.9B | 7 | 283 | 266 | 4% | Feb 2026 |
| 38 | Zais GroupCRD 108371 | Holmdel | $5.3B | 19 | 40 | n.d. | 0% | Jun 2026 |
| 39 | Edgestream Partners, L.P.CRD 166338 | Princeton | $4.9B | 13 | 3 | n.d. | 0% | Mar 2026 |
| 40 | Star Asia ManagementCRD 162365 | Mount Laurel | $4.8B | 2 | 8 | n.d. | 0% | Apr 2026 |
| 41 | BC Advisors, LLCCRD 142982 | Mt. Laurel | $4.7B | 6 | 102 | 100 | 97% | Mar 2026 |
| 42 | Forza Investment Group, LPCRD 329156 | Summit | $4.6B | 6 | 14 | n.d. | 0% | Aug 2026 |
| 43 | 1932 Investment ManagementCRD 337619 | Newark | $4.6B | 5 | 7 | n.d. | 0% | May 2026 |
| 44 | Beacon TrustCRD 226547 | Morristown | $4.4B | 43 | 2,939 | 2,830 | 93% | Jul 2026 |
| 45 | Simplicity WealthCRD 300572 | Summit | $4.3B | 190 | 14,045 | 8,456 | 40% | Jul 2026 |
| 46 | Systematic Financial Management LPCRD 106146 | Teaneck | $4.2B | 8 | 177 | 105 | 2% | Mar 2026 |
| 47 | Harbourview Equity Partners, LLCCRD 315050 | Newark | $3.9B | 45 | 7 | n.d. | 0% | Mar 2026 |
| 48 | Palisade Capital Management, LPCRD 104581 | Fort Lee | $3.9B | 15 | 2,253 | 1,577 | 48% | Jul 2026 |
| 49 | Watermark Group, Inc.CRD 108272 | Princeton | $3.8B | 8 | 6 | n.d. | 0% | Apr 2026 |
| 50 | SAX Wealth Advisors, LLCCRD 119193 | Parsippany | $3.6B | 37 | 5,429 | 1,596 | 94% | Aug 2026 |
02 · By city
Where in New Jersey the firms sit
Main-office city as filed. Up to the twenty-five cities with the most firms.
- Princeton29 · $752.9B
- Jersey City22 · $1.41T
- Summit22 · $74.6B
- Red Bank21 · $11.7B
- Newark14 · $1.66T
- Morristown13 · $65.7B
- Parsippany9 · $44.2B
- Chatham6 · $22.2B
- Englewood Cliffs6 · $33.0B
- Fairfield6 · $4.2B
- Hoboken6 · $3.6B
- Short Hills6 · $67.3B
- Cranford5 · $2.5B
- Englewood5 · $114.6B
- Florham Park5 · $29.8B
- Roseland5 · $25.9B
- Chester4 · $2.7B
- Kingston4 · $1.6B
- Marlton4 · $5.0B
- Medford4 · $775.0M
- Montclair4 · $3.8B
- Northfield4 · $4.1B
- Paramus4 · $3.9B
- Ridgewood4 · $14.1B
- Basking Ridge3 · $413.2M
03 · Questions
Questions people ask about RIAs in New Jersey
- How many RIAs are in New Jersey?
- 389 RIAs registered with the SEC list a main office in New Jersey in the SEC's Form ADV data as of Sep 1, 2026. That count excludes state-registered RIAs, which generally manage under $100 million and file with the state rather than the SEC, and firms whose address is suppressed on Form ADV.
- What is the largest RIA in New Jersey?
- By regulatory assets under management as filed on Form ADV, the largest SEC-registered RIA headquartered in New Jersey is PGIM, Inc. in Newark, at $1.13T. Regulatory AUM counts all assets a firm manages, so the largest filer in a state is often an asset manager rather than a wealth manager.
- How many New Jersey RIAs manage more than $1 billion?
- 105 of the 389 SEC-registered RIAs headquartered in New Jersey report regulatory assets under management of $1 billion or more. The median firm in the state reports $435.6M.
- Where does this data come from?
- From the SEC's monthly Form ADV data file for SEC-registered investment advisers (ia09012026-registered.zip, data as of Sep 1, 2026). Each figure is as the firm itself reported it on Form ADV Item 5; the SEC does not verify it. Every row links to the firm's record on the SEC's Investment Adviser Public Disclosure site.
Definitions and source
What each column means, in the SEC's words
- Regulatory assets under management Form ADV Item 5.F(2)(c)
- If yes, what is the amount of your regulatory assets under management and total number of accounts? Total, discretionary plus non-discretionary.
- Total accounts Form ADV Item 5.F(2)(f)
- Total number of accounts, discretionary plus non-discretionary.
- Employees Form ADV Item 5.A
- Approximately how many employees do you have? Include full- and part-time employees but do not include any clerical workers.
- Advisory employees Form ADV Item 5.B(1)
- Approximately how many of the employees reported in 5.A. perform investment advisory functions (including research)?
- Broker-dealer registered representatives Form ADV Item 5.B(2)
- Approximately how many of the employees reported in 5.A. are registered representatives of a broker-dealer?
- Individual and high-net-worth clients Form ADV Item 5.D(a), 5.D(b)
- Number of clients and amount of regulatory assets under management for individuals (other than high net worth individuals) and for high net worth individuals.
- Commissions Form ADV Item 5.E(5)
- You are compensated for your investment advisory services by (check all that apply): (5) Commissions.
- Private funds Form ADV Item 7.B
- Are you an adviser to any private fund?
Source: U.S. Securities and Exchange Commission, Form ADV data, Information About Registered Investment Advisers and Exempt Reporting Advisers, file ia09012026-registered.zip (data as of Sep 1, 2026), retrieved Sep 10, 2026. Figures are as self-reported by each firm on Form ADV Item 5; the SEC does not verify them. Neither the SEC nor the state securities authorities have approved the information filed on Form ADV, and we can not guarantee its accuracy.
Winthrop & Co. is compensated by firms when an advisor joins through us. The advisor never pays. Firms on this page are listed by arithmetic on the SEC's file, not by any relationship with us, and none is ranked, labelled or recommended.