Due Diligence Question Bank

What's inside

When you're evaluating a new platform or independent path, the wrong question can cost you years. This is the question bank we've built across hundreds of advisor transitions — organized so you can print it, mark it up, and bring it to your next call.

• Platform & custody — capabilities, fees, transition support
• Technology — CRM, planning, portfolio management, integrations
• Lending & banking — credit lines, mortgages, alternative lending
• Compliance & culture — supervisory structure, marketing, OBA
• Economics — payouts, deals, equity, expense reimbursements

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